113. Derivative Test

Find critical points by solving 𝑓′(𝑥)=0

1st Derivative+⟶−Local MaxConcave Down
−⟶+Local MinConcave Up
2nd Derivative𝑓″(𝑐)<0Local MaxConcave Down
𝑓″(𝑐)>0Local MinConcave Up

113.1. First Derivative Test

If 𝑓′(𝑥) changes sign around a critical point 𝑐, we can determine if 𝑓(𝑐) is a local maximum or minimum:

Example

If 𝑓′(𝑥) changes from negative to positive at 𝑐, then 𝑓(𝑐) is a local minimum

Suppose:

𝑓(𝑥)=𝑥2,𝑓′(𝑥)=2𝑥

Step 1. Find critical point

Solve 𝑓′(𝑥)=0:

2𝑥=0⟹𝑥=0

So, 𝑥=0 is the only critical point

Step 2. Test sign of 𝑓′(𝑥) around 𝑥=0

  • Left: 𝑥=−1
𝑓′(−1)=2(−1)=−2<0⟹𝑓is𝐝𝐞𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠
  • Right: 𝑥=1:
𝑓′(1)=2(1)=2>0⟹𝑓is𝐢𝐧𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠

Step 3. Interpretation

Since 𝑓′(𝑥) changes from negativetopositive at 𝑥=0,

𝑓(0)=0⟹𝐥𝐨𝐜𝐚𝐥 𝐦𝐢𝐧𝐢𝐦𝐮𝐦
Example

If 𝑓′(𝑥) changes from positive to negative at 𝑐, then 𝑓(𝑐) is a local maximum

Suppose:

𝑓(𝑥)=−𝑥2,𝑓′(𝑥)=−2𝑥

Step 1. Find critical point

Solve 𝑓′(𝑥)=0

−2𝑥=0⟹𝑥=0

So, 𝑥=0 is the only critical point

Step 2. Test sign of 𝑓′(𝑥) around 𝑥=0

  • Left: 𝑥=−1
𝑓′(−1)=−2(−1)=2>0⟹𝑓is𝐢𝐧𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠
  • Right: 𝑥=1
𝑓′(1)=−2(1)=−2<0⟹𝑓is𝐝𝐞𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠

Step 3. Interpretation

Since 𝑓′(𝑥) changes from positivetonegative at 𝑥=0,

𝑓(0)=0⟹𝐥𝐨𝐜𝐚𝐥 𝐦𝐚𝐱𝐢𝐦𝐮𝐦
Example

If 𝑓′(𝑥)does not change sign, 𝑓(𝑐) is not a local extremum

Suppose

𝑓(𝑥)=𝑥3,𝑓′(𝑥)=3𝑥2

Step 1. Find critical point

Solve 𝑓′(𝑥)=0

3𝑥2=0⟹𝑥=0

So, 𝑥=0 is the only critical point

Step 2. Test sign of 𝑓′(𝑥) around 𝑥=0

  • Left: 𝑥=−1
𝑓′(−1)=3(−1)2=3>0⟹𝑓is𝐢𝐧𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠
  • Right: 𝑥=1
𝑓′(1)=3(1)2=3>0⟹𝑓is𝐢𝐧𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠

Step 3. Interpretation

Since 𝑓′(𝑥) does not change sign at 𝑥=0,

𝑓(0)=0⟹𝐧𝐨𝐭 𝐚 𝐥𝐨𝐜𝐚𝐥 𝐞𝐱𝐭𝐫𝐞𝐦𝐮𝐦

but rather a point of inflection

113.2. Second Derivative Test

If 𝑓″(𝑥) is continuous near a critical point 𝑐, and 𝑓′(𝑐)=0, then:

Example

If 𝑓″(𝑐)>0, then 𝑓(𝑐) is a local minimum (concave up)

Suppose

𝑓(𝑥)=𝑥2,𝑓′(𝑥)=2𝑥,𝑓″(𝑥)=2

Step 1. Find critical points

Solve 𝑓′(𝑥)=0

2𝑥=0⟹𝑥=0

So, 𝑥=0 is the only critical point

Step 2. Evaluate the second derivative at 𝑥=0

𝑓″(0)=2>0

Since the second derivative is positive, the function is concave up near 𝑥=0

Step 3. Interpretation

𝑓(0)=0⟹𝐥𝐨𝐜𝐚𝐥 𝐦𝐢𝐧𝐢𝐦𝐮𝐦
Example

If 𝑓″(𝑐)<0, then 𝑓(𝑐) is a local maximum (concave down)

Suppose

𝑓(𝑥)=−𝑥2,𝑓′(𝑥)=−2𝑥,𝑓″(𝑥)=−2

Step 1. Find critical points

Solve 𝑓′(𝑥)=0

−2𝑥=0⟹𝑥=0

So, 𝑥=0 is the only critical point

Step 2. Evaluate the second derivative at 𝑥=0

𝑓″(0)=−2<0

Since the second derivative is negative, the function is concave down near 𝑥=0

Step 3. Interpretation

𝑓(0)=0⟹𝐥𝐨𝐜𝐚𝐥 𝐦𝐚𝐱𝐢𝐦𝐮𝐦
Example

If 𝑓″(𝑐)=0, the test is inconclusive — use the first derivative test or other methods

Suppose

𝑓(𝑥)=𝑥3,𝑓′(𝑥)=3𝑥2,𝑓″(𝑥)=6𝑥

Step 1. Find critical points

Solve 𝑓′(𝑥)=0

3𝑥2=0⟹𝑥=0

So, 𝑥=0 is the only critical point

Step 2. Evaluate the second derivative at 𝑥=0

𝑓″(0)=6(0)=0

Since the second derivative is 0, the test in inconclusive

Step 3. Use another method

Test sign of 𝑓′(𝑥) around 𝑥=0

  • Left: 𝑥=−1
𝑓′(−1)=3(−1)2=3>0⟹𝑓is𝐢𝐧𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠
  • Right: 𝑥=1
𝑓′(1)=3(1)2=3>0⟹𝑓is𝐢𝐧𝐜𝐫𝐞𝐚𝐬𝐢𝐧𝐠

Step 4. Interpretation

Since 𝑓′(𝑥) does not change sign at 𝑥=0,

𝑓(0)=0⟹𝐧𝐨𝐭 𝐚 𝐥𝐨𝐜𝐚𝐥 𝐞𝐱𝐭𝐫𝐞𝐦𝐮𝐦

but rather a point of inflection